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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-08-29
NY RA APPROVED 2021-10-26
  • NJ RA
    APPROVED
    Since 2022-08-29
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

Mercerville, NJ • United States

1000 & 1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 12/2002 Present
  • 12/2002 → Present
    Ubs Financial Services
    New York, NY
Other Businesses

1) Scouts BSA Troop 7575/ investment related?:no / Scouts BSA Troop 7575 c/o Groveville United Methodist Church 447 Church St/Officer/Scoutmaster for Troop 7575. Teach kids important life skills like first aid, wilderness survival, camping, hiking, physical fitness, etc./ start date: 1/1/2022 2) Shark-Cuter-ee/Category -An etsy.com shop where I build small wood crafts on the weekend and off hours and sell them. The items would be cutting boards, cheese boards, simple wooden handmade craft./ Principal Business Activity-I am making chrcuterie boards, cutting boards cheese boards and simple hand made wooden projects/Role - Owner/Duty- Make hand-made cutting boards, cheese boards, and wooden craft/ Comp - Yes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-08
  • S66 Uniform Combined State Law Examination
    2003-10-08

View on SEC IAPD

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