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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-17 |
| VA | RA | APPROVED | 2020-09-17 |
Branch Locations
8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States
Reston, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Vienna | VA | 02/2011 | 09/2020 |
| Rbc Capital Markets, Llc | Mclean | VA | 09/2020 | Present |
| City National Bank | Mclean | VA | 10/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-14 |
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