Joann Marie North

Current Employers

Employment History

• 01/2013 → 02/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 10/2015 → Present
  Jnorth Financial, Llc
  Katy, TX
• 02/2020 → 09/2022
  Horter Investment Management, Llc
  Cincinnati, OH
• 09/2022 → Present
  Redwood Private Wealth Llc
  Phoenix, AZ
• 04/2025 → Present
  Brookwood Investment Group
  Phoenix, AZ

Previous Registrations

• 2022-09-30 → 2025-03-31
  Redwood Private Wealth
  Katy, TX
  Phoenix, AZ
• 2020-02-11 → 2022-09-30
  Horter Investment Management, Llc
  Cincinnati, OH
  Katy, TX
• 2015-10-07 → 2020-02-10
  Cetera Wealth Services, Llc
  Oakland, CA
  Houston, TX
  Katy, TX
• 2008-01-14 → 2015-10-08
  Sch Advisors, Llc
  Houston, TX
• 1996-09-18 → 2008-01-16
  Associated Planners Investment Advisory Inc
  Katy, TX

Other Businesses

The Name of the other business: JNorth Financial, LLC Investment Related?: Yes Address of other business: 3214 Clear Water Park, Katy, Texas 77450 Nature of other business: Financial Planning and Wealth Management Your position: Owner Start Date: 10/2015 How many hours you devote to the other business per month: 200 How many hours you devote to the other business during securities trading hours: 130 Briefly describe your duties: Financial Planning and Wealth Management The Name of the other business: Joann North Investment Related?: Yes Address of other business: 3214 Clear Water Park, Katy, Texas 77450 Nature of other business: Life, Health & Fixed Insurance Sales Your position: Licensed Insurance Producer Start Date: 10/2015 How many hours you devote to the other business per month: 10 How many hours you devote to the other business during securities trading hours: 5

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-06-29

Designations

Other Names

• Joann Knoll
• Joann Underwood