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404 Old Liverpool Rd, Liverpool, NY 13088 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-01-06 |
| NY | RA | APPROVED | 2022-01-06 |
Branch Locations
Ridgefield, CT • United States
404 Old Liverpool Rd, Liverpool, NY 13088 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Security Investors, Llc | Topeka | KS | 01/2008 | Present |
| Rydex Distributors, Inc. | Irvington | NY | 10/2009 | Present |
| Guggenheim Funds Distributors, Llc | New York | NY | 03/2014 | Present |
| Ibn Financial Services, Inc. | Liverpool | NY | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-10-02 |
| S66 | Uniform Combined State Law Examination | 2005-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-20 |
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