Anne Nishiura-seto

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-11-23
TX	RA	APPROVED	2024-11-23

CA RA
APPROVED

Since 2024-11-23
TX RA
APPROVED

Since 2024-11-23

Branch Locations

2 Theatre Square Suite 322, Orinda, CA 94563 • United States

Alamo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Orinda	CA	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley

Orinda, CA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Other Businesses

* 423344 - Rental Property - 2827 Dalsetter Drive Las Vegas, NV; Investment related Yes; Alamo, CA; Real Estate; Owner (proprietor, partner, officer, director, employee, trustee, agent); June 2004; During business hours: 0; After business hours: 0. * 423360 - Rental Property - 710 N. Sixth St San Jose, CA; Investment related Yes; Alamo, CA; Real Estate; Owner (proprietor, partner, officer, director, employee, trustee, agent); June 2016; During business hours: 0; After business hours: 0.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-11-22
S63	Uniform Securities Agent State Law Examination	1995-04-28

S65 Uniform Investment Adviser Law Examination

2024-11-22
S63 Uniform Securities Agent State Law Examination

1995-04-28

Other Names

Anne Yaye Nishiura
Anne Seto

View on SEC IAPD