Kurt Edward Swanson

Current Employers

The Swanson Financial Group

San Diego, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2012-08-29

CA RA
APPROVED

Since 2012-08-29

Branch Locations

San Diego, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Kurt Swanson Financial Group	San Diego	CA	07/2012	Present

07/2012 → Present

Kurt Swanson Financial Group

San Diego, CA

Previous Registrations

2004-05-25 → 2012-08-02

Lpl Financial Llc

San Diego, CA

San Diego, CA
2000-10-24 → 2004-05-26

Ws Griffith Securities, Inc.

San Diego, CA

Other Businesses

1. 03/17/08 - THE SWANSON FINANCIAL GRP, INDEPENDENT INSURANCE AGENT (LIFE AND HEALTH LICENSED), 5% TIME SPENT. 2. 01/2020 - VISTA LA HOYA TOWNHOMES, NON-INVESTMENT RELATED, VICE PRESIDENT, SPENDS 1 HOUR PER MONTH (LESS THAN 1% OF TIME)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-08-01
S63	Uniform Securities Agent State Law Examination	1995-05-10

S66 Uniform Combined State Law Examination

2000-08-01
S63 Uniform Securities Agent State Law Examination

1995-05-10

Other Names

Kurt E Swanson

View on SEC IAPD