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Suzanne Rodriguez

Ameriprise Financial Services, LLC

Kenosha, WI

Kenosha, WI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-20
WI RA APPROVED 2026-03-20
  • TX RA
    APPROVED
    Since 2026-03-20
  • WI RA
    APPROVED
    Since 2026-03-20

Branch Locations

6905 Green Bay Road Suite 106, Kenosha, WI 53142-5314 • United States

Kenosha, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Johnson Bank Kenosha WI 07/1991 02/2026
Invest Financial Corporation Kenosha WI 01/1995 02/2018
Lpl Financial Llc Kenosha WI 02/2018 03/2026
Ameriprise Financial Services Llc Kenosha WI 03/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-29
S63 Uniform Securities Agent State Law Examination 1995-07-03
  • S65 Uniform Investment Adviser Law Examination
    2020-06-29
  • S63 Uniform Securities Agent State Law Examination
    1995-07-03
Other Names
  • Suzanne Rodriguez
  • Suzanne Marie Rodriguez

View on SEC IAPD

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