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Leslie Kaye Solley

Morgan Stanley

Huntsville, AL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-09-27
AL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2018-09-27
  • AL RA
    APPROVED
    Since 2009-06-01

Branch Locations

305 Church Street, Huntsville, AL 35801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Huntsville AL 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Huntsville, AL
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Huntsville, AL
  • 2003-02-27 → 2007-04-02
    Morgan Stanley Dw Inc.
    Huntsville, AL
    Huntsville, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-26
S63 Uniform Securities Agent State Law Examination 1995-05-26
  • S65 Uniform Investment Adviser Law Examination
    2001-11-26
  • S63 Uniform Securities Agent State Law Examination
    1995-05-26
Other Names
  • Leslie Kaye Davenport

View on SEC IAPD

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