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Thomas Lawrence Douglas

Vergence Institutional Partners LLC

Little Compton, RI

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Current Employers
Vergence Institutional Partners Llc

Little Compton, RI • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-06-13
RI RA APPROVED 2022-12-02
MI RA APPROVED 2020-03-17
TN RA APPROVED 2019-08-07
MA RA APPROVED 2019-08-06
  • KY RA
    APPROVED
    Since 2025-06-13
  • RI RA
    APPROVED
    Since 2022-12-02
  • MI RA
    APPROVED
    Since 2020-03-17
  • TN RA
    APPROVED
    Since 2019-08-07
  • MA RA
    APPROVED
    Since 2019-08-06

Branch Locations

Little Compton, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Partners Braintree MA 09/2014 05/2017
Voya Financial Braintree MA 09/2014 05/2017
Vergence Institutional Partners Llc Little Compton RI 02/2019 Present
Not Actively Employed Boston MA 05/2017 02/2019
  • 09/2014 → 05/2017
    Voya Financial Partners
    Braintree, MA
  • 09/2014 → 05/2017
    Voya Financial
    Braintree, MA
  • 02/2019 → Present
    Vergence Institutional Partners Llc
    Little Compton, RI
  • 05/2017 → 02/2019
    Not Actively Employed
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-02-21
S63 Uniform Securities Agent State Law Examination 1998-09-01
  • S65 Uniform Investment Adviser Law Examination
    2019-02-21
  • S63 Uniform Securities Agent State Law Examination
    1998-09-01

View on SEC IAPD

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