Michael Loren Moeller

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2024-12-16
TX	RA	APPROVED_RES	2020-07-20

MO RA
APPROVED

Since 2024-12-16
TX RA
APPROVED_RES

Since 2020-07-20

Branch Locations

Saint Albans, MO • United States

14767 North Outer 40 Rd Fl 2 Ste 201, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Chesterfield	MO	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Chesterfield	MO	11/2016	07/2020
Wells Fargo Advisors Financial Network, Llc	Chesterfield	MO	07/2020	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Chesterfield, MO
11/2016 → 07/2020

Wells Fargo Clearing Services, Llc

Chesterfield, MO
07/2020 → Present

Wells Fargo Advisors Financial Network, Llc

Chesterfield, MO

Other Businesses

MOELLER INVESTMENT GROUP LLC, INV RELATED, CHESTERFIELD, MO, 99.9% OWNERSHIP, START 7/20/2020, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE. MOELLER INVESTMENT GROUP 401K, INV RELATED, CHESTERFIELD, MO, TRUSTEE, FINET PRACTICE, START 8/17/2020, 1 HOUR PER MONTH, 0 HOURS DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-12-13
S63	Uniform Securities Agent State Law Examination	1995-07-03

S66 Uniform Combined State Law Examination

2024-12-13
S63 Uniform Securities Agent State Law Examination

1995-07-03

Other Names

Mike Moeller

View on SEC IAPD