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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2003-06-10
OK RA APPROVED 2003-06-10
TX RA APPROVED 2003-06-06
  • FL RA
    APPROVED
    Since 2003-06-10
  • OK RA
    APPROVED
    Since 2003-06-10
  • TX RA
    APPROVED
    Since 2003-06-06

Branch Locations

2 North Tamiami Trail 1200, Sarasota, FL 34236 • United States

300 Garfield Avenue Suite 100, Winter Park, FL 32789 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Sarasota FL 06/2003 Present
  • 06/2003 → Present
    Robert W. Baird & Co.
    Sarasota, FL
Previous Registrations
  • 1996-03-07 → 2003-06-26
    Prudential Equity Group, Llc
    Sarasota, FL
Other Businesses

Name/Address: Rental Property P.O. Box 1651 Sarasota, Fl 34230 Start date: 1/1/20 Hours spent: 0-1 hour/month Hours spent during trading hours: Zero Role/Responsibility: Owner/Proprieter, Landlord Non-Investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-05
S63 Uniform Securities Agent State Law Examination 1995-09-21
  • S65 Uniform Investment Adviser Law Examination
    1995-10-05
  • S63 Uniform Securities Agent State Law Examination
    1995-09-21
Designations
Other Names
  • John Logan

View on SEC IAPD

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