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11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-06-10 |
Branch Locations
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Los Angeles | CA | 01/2009 | 06/2023 |
| Nwf Advisory Services Inc. | Los Angeles | CA | 06/2013 | Present |
| Osaic Wealth, Inc. | Los Angeles | CA | 06/2023 | Present |
1. INVESTMENT ADVISORY REPRESENTATIVE. 8 HOURS PER WEEK. 2. NWF ADVISORY GROUP SALARY POSITION: Chief Compliance Officer NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 07/01/2012 ADDRESS: 11835 W. Olympic Blvd. #1155E., Los Angeles CA 90064, United States DESCRIPTION: CCO for NWF Advisory Group, in charge of supervision and compliance for all advisors that report to our OSJ. I am paid by NWF Advisory Group. 3. NWF ADVISORY SERVICES INC. POSITION: Chief Compliance Officer NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 06/10/2013 ADDRESS: 11835 W. Olympic Blvd., #1155 E., Los Angeles CA 90064, United States DESCRIPTION: I am the chief compliance officer for NWF Advisory Services Inc. RIA. I run the RIA, maintain books and records, complete all registrations and filings, and maintain all ADV's. 4. ARTISAN CAPITAL PARTNERS DBA POSITION: Financial Professional NATURE: Artisan Capital Partners is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/06/2025 ADDRESS: 11835 W. Olympic Blvd #1155 E., Los Angeles CA 90064, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisan Capital Partners. 5. ARTISANCAP POSITION: Financial Professional NATURE: ARTISANCAP is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/06/2025 ADDRESS: 11835 W. Olympic Blvd #1155 E., Los Angeles CA 90064, United States DESCRIPTION: I am a financial professional marketing myself under the DBA ARTISANCAP.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-26 |
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