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Current Employers
Nwf Advisory Services Inc

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-06-10
  • CA RA
    APPROVED
    Since 2013-06-10

Branch Locations

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. Los Angeles CA 01/2009 06/2023
Nwf Advisory Services Inc. Los Angeles CA 06/2013 Present
Osaic Wealth, Inc. Los Angeles CA 06/2023 Present
  • 01/2009 → 06/2023
    Royal Alliance Associates, Inc.
    Los Angeles, CA
  • 06/2013 → Present
    Los Angeles, CA
  • 06/2023 → Present
    Osaic Wealth, Inc.
    Los Angeles, CA
Other Businesses

1. INVESTMENT ADVISORY REPRESENTATIVE. 8 HOURS PER WEEK. 2. NWF ADVISORY GROUP SALARY POSITION: Chief Compliance Officer NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 07/01/2012 ADDRESS: 11835 W. Olympic Blvd. #1155E., Los Angeles CA 90064, United States DESCRIPTION: CCO for NWF Advisory Group, in charge of supervision and compliance for all advisors that report to our OSJ. I am paid by NWF Advisory Group. 3. NWF ADVISORY SERVICES INC. POSITION: Chief Compliance Officer NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 06/10/2013 ADDRESS: 11835 W. Olympic Blvd., #1155 E., Los Angeles CA 90064, United States DESCRIPTION: I am the chief compliance officer for NWF Advisory Services Inc. RIA. I run the RIA, maintain books and records, complete all registrations and filings, and maintain all ADV's. 4. ARTISAN CAPITAL PARTNERS DBA POSITION: Financial Professional NATURE: Artisan Capital Partners is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/06/2025 ADDRESS: 11835 W. Olympic Blvd #1155 E., Los Angeles CA 90064, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisan Capital Partners. 5. ARTISANCAP POSITION: Financial Professional NATURE: ARTISANCAP is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/06/2025 ADDRESS: 11835 W. Olympic Blvd #1155 E., Los Angeles CA 90064, United States DESCRIPTION: I am a financial professional marketing myself under the DBA ARTISANCAP.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-05
S63 Uniform Securities Agent State Law Examination 1995-10-26
  • S66 Uniform Combined State Law Examination
    2013-03-05
  • S63 Uniform Securities Agent State Law Examination
    1995-10-26
Other Names
  • Heather Louise Leverich
  • Leverich

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