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Inactive

Keith Faulkner

Captrust

Boston, MA

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-16
MA RA APPROVED 2019-11-13
  • TX RA
    APPROVED_RES
    Since 2020-09-16
  • MA RA
    APPROVED
    Since 2019-11-13

Branch Locations

One Liberty Square 13Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boston Advisors, Llc Boston MA 04/2006 09/2019
Capfinancial Partners, Llc. (Captrust) Raleigh NC 10/2019 Present
  • 04/2006 → 09/2019
    Boston Advisors, Llc
    Boston, MA
  • 10/2019 → Present
    Capfinancial Partners, Llc. (Captrust)
    Raleigh, NC
Previous Registrations
  • 2006-06-09 → 2019-10-04
    Boston Advisors, Llc
    Boston, MA
  • 2002-06-28 → 2006-06-09
    Boston Advisors, Inc.
    Boston, MA
  • 1999-10-24 → 2002-06-03
    Babson United Investment Advisors Inc
    Watertown, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-07-07
  • S63 Uniform Securities Agent State Law Examination
    1995-07-07
Other Names
  • Keith Faulkner
  • Keith Edward Faulkner

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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