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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-24
CA RA APPROVED 2005-08-19
  • TX RA
    APPROVED_RES
    Since 2022-01-24
  • CA RA
    APPROVED
    Since 2005-08-19

Branch Locations

2801 Townsgate Road Suite 320, Westlake Village, CA 91361 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Agoura Hills CA 09/2002 Present
Mml Investors Services Springfield MA 09/2002 Present
  • 09/2002 → Present
    Mass Mutual
    Agoura Hills, CA
  • 09/2002 → Present
    Mml Investors Services
    Springfield, MA
Other Businesses

NAME: MYERS FINANCIAL AND INSURANCE SERVICES INV REL: Y ADD: 2801 TOWNSGATE RD, SUITE 320, WESTLAKE VILLAGE, CA. 91361 NATURE: LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: AGENT START DATE: 05/01/2012 NO. HR/MO: 30 NO. HR/MO DURING SEC TRADING: 25

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-04
S63 Uniform Securities Agent State Law Examination 1995-05-08
  • S66 Uniform Combined State Law Examination
    2004-05-04
  • S63 Uniform Securities Agent State Law Examination
    1995-05-08

View on SEC IAPD

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