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Stephanie Sears

Cary Street Partners

Richmond, VA

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Current Employers
Cary Street Partners

901 East Byrd Street Suite 1001, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-03-21
  • VA RA
    APPROVED
    Since 2025-03-21

Branch Locations

901 East Byrd Street Suite 1001, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors Llc New York NY 01/2012 06/2020
Equitable Advisors, Llc New York NY 01/2012 07/2021
Fidelity Investments Covington KY 07/2021 06/2024
Cary Street Partners Llc Richmond VA 03/2025 Present
Cary Street Partners Investment Advisory Llc Richmond VA 03/2025 Present
Unemployed Henrico VA 06/2024 03/2025
  • 01/2012 → 06/2020
    Axa Advisors Llc
    New York, NY
  • 01/2012 → 07/2021
    Equitable Advisors, Llc
    New York, NY
  • 07/2021 → 06/2024
    Fidelity Investments
    Covington, KY
  • 03/2025 → Present
    Cary Street Partners Llc
    Richmond, VA
  • 03/2025 → Present
    Cary Street Partners Investment Advisory Llc
    Richmond, VA
  • 06/2024 → 03/2025
    Unemployed
    Henrico, VA
Previous Registrations
  • 2023-06-07 → 2024-07-01
    Fidelity Personal And Workplace Advisors
    Glen Allen, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-30
S63 Uniform Securities Agent State Law Examination 2021-08-17
  • S66 Uniform Combined State Law Examination
    2023-05-30
  • S63 Uniform Securities Agent State Law Examination
    2021-08-17

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

More in Richmond, VA

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