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Kerry Lynn Overton

Ameriprise Financial Services, LLC

Los Angeles, CA

Orleans, MA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-11-15
  • MN RA
    APPROVED
    Since 2024-11-15

Branch Locations

2029 Century Park E Ste 2550, Los Angeles, CA 90067 • United States

Orleans, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Los Angeles CA 11/2002 03/2020
Ameriprise Financial Services, Llc Los Angeles CA 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-24
  • S66 Uniform Combined State Law Examination
    2003-02-24
Other Names
  • Kerry Overton
  • Kerry L Overton

View on SEC IAPD

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