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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-04-03 |
| MI | RA | APPROVED | 2010-06-04 |
Branch Locations
37000 Grand River Ave Ste 240, Farmington Hills, MI 48335 • United States
South Lyon, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Farmington Hills | MI | 09/2009 | Present |
1. 5/14/2012 - Fundamental Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 2/14/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Started 02/06/2020 - 1 Hour Per Month During Securities Trading - Notarize client documents as a convenience to clients.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-04-21 |
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