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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-02-16 |
| TX | RA | APPROVED | 2017-09-12 |
Branch Locations
14819 Ballantyne Village Way Suite 1100, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Arvada | CO | 07/2003 | Present |
| Nylife Securities Inc | Arvada | CO | 08/2003 | Present |
| Dedicated Income Solutions | Arvada | CO | 01/2014 | 11/2022 |
| Eagle Strategies, Llc | Charlotte | NC | 06/2004 | Present |
[INSURANCE BROKERING; BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ; ARVADA, CO; START DATE: 01/2014][Giverny Neighborhood HOA; Secretary - Perform secretarial duties for neighborhood HOA- emailing neighbors from personal email, updates on social events, etc.; 2600 Giverny Drive Charlotte NC 28226; Start Date 12/2024; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-03-09 |
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