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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-04 |
| IL | RA | APPROVED | 2020-03-13 |
| CT | RA | APPROVED | 2019-07-12 |
| MD | RA | APPROVED | 2014-09-11 |
| PA | RA | APPROVED | 2011-02-09 |
| GA | RA | APPROVED | 2009-06-01 |
Branch Locations
Willis Tower 233 South Wacker Drive, Suite 8200 Region 5, Chicago, IL 60606 • United States
2100 Georgetown Drive Suite 500, Sewickley, PA 15143 • United States
Baden, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Sewickley | PA | 06/2009 | Present |
1. PIKEWOOD NATIONAL GOLF CLUB; SERVE ON THE BOARD OF GOVERNORS 2. .NYSE HEARING BOARD, ARBITRATION IN CONNECTION NYSE ACTIVITIES, BOARD MEMBER/PANELIST, 1 HOUR DURING BIZ HOURS, JUN/2017
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-19 |
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