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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 09/1993 | Present |
| The Northwestern Mutual Ins Co | Milwaukee | WI | 09/1993 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 03/1995 | Present |
| Northwestern Mutual Investment Services, Llc. | Milwaukee | WI | 07/1995 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2011 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS; NON INVESTMENT-RELATED. 2. OWNER, PKLP, LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 10/19/2022, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40; ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 3. FINANCE COMMITTEE MEMBER, WALLACE MEMORIAL BAPTIST CHURCH, 701 MERCHANT DR., KNOXVILLE, , TENNESSEE, 37912, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 10/6/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I AM ON THE WALLACE MEMORIAL BAPTIST CHURCH FINANCE COMMITTEE; NON INVESTMENT-RELATED. 4. RENTAL PROPERTY (HELD IN THE KEATON FAMILY TRUST), 675 SCENIC GULF, UNIT 104A, MIRAMAR BEACH, , FLORIDA, 32550, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 7/7/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-17 |
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