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570 Devall Drive Suite 303, Auburn, AL 36832 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-04-18 |
| AL | RA | APPROVED | 2015-12-11 |
Branch Locations
570 Devall Drive Suite 303, Auburn, AL 36832 • United States
Bowling Green, KY • United States
570 Devall Dr Ste 303, Auburn, AL 36832 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-04-06 |
Branch Locations
570 Devall Dr Ste 303, Auburn, AL 36832 • United States
Bowling Green, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bright Investments | Auburn | AL | 12/2015 | Present |
| Avondale Partners | Nashville | TN | 07/2016 | 09/2016 |
| Lyons View Capital, Llc | Auburn | AL | 11/2022 | Present |
Name of the other business: Avondale Futures Group Investment-related: YES Address: 40 Burton Hills Blvd, Ste 200, Nashville TN 37215 Nature of the other business: cotton futures, independent introducing broker Position: employee of affiliated firm, Bright Investments Title: Compliance Officer Start date: April 1, 2019 Approximate number of hours/month: 4 hours a month Number of hours devoted during securities trading hours: 4 hours a month Duties relating to the other business: compliance supervision and oversight Name of the other business: Lyons View Capital, LLC Investment-related: YES Address: 570 Devall Dr, Ste 303, Auburn AL 36832 Nature of the other business: registered investment advisor Position: partner and executive officer of affiliated firm Title: Chief Operating and Compliance Officer Start date: Nov 2022 Approximate number of hours/month: 160 hours a month Number of hours devoted during securities trading hours: 160 hours a month Duties relating to the other business: operations and compliance supervision and oversight
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-09 |
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