Brian Paul Connor

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-09-01

FL RA
APPROVED

Since 2023-09-01

Branch Locations

Venice, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial	North Port	FL	03/2013	09/2023
Osaic Wealth, Inc.	Venice	FL	09/2023	Present

03/2013 → 09/2023

Sagepoint Financial

North Port, FL
09/2023 → Present

Osaic Wealth, Inc.

Venice, FL

Previous Registrations

2013-04-09 → 2023-09-01

Osaic Services, Inc.

Nokomis, FL

Phoenix, AZ

Venice, FL
2008-06-16 → 2013-04-10

Asset & Financial Planning, Ltd

Nokomis, FL
2000-02-24 → 2004-08-31

Transamerica Financial Advisors, Llc

Sarasota , FL

Other Businesses

1. ASSET WEALTH MANAGEMENT SERVICES INC. POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 12/12/2013 ADDRESS: 9210 Falcon Ct, Venice FL 34293, United States DESCRIPTION: This corporation encompasses my duties as an RIAR and insurance representative and will replace Asset America Insurance Services as my existing corp. as of 1/01/2014

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-05-01
S63	Uniform Securities Agent State Law Examination	2003-09-25

S66 Uniform Combined State Law Examination

2008-05-01
S63 Uniform Securities Agent State Law Examination

2003-09-25

View on SEC IAPD