Nile Christopher Pullin

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2012-07-30
CT	RA	APPROVED	2005-06-13
NJ	RA	APPROVED	2004-06-23

TX RA
APPROVED

Since 2012-07-30
CT RA
APPROVED

Since 2005-06-13
NJ RA
APPROVED

Since 2004-06-23

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	New Haven	CT	07/2015	Present

07/2015 → Present

Ubs Financial Services Inc

New Haven, CT

Previous Registrations

1995-07-06 → 2004-06-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scarsdale, NY

Other Businesses

1) self, 84 Old Falls Creek Lane Tornado/Kanawha, WV United States- 25202, Airbnb rental property, Real Estate, Short term rentals, OwnerManage rentals if any, start date- 7/9/2024, Self owned.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-06-09
S63	Uniform Securities Agent State Law Examination	1995-05-19

S65 Uniform Investment Adviser Law Examination

1995-06-09
S63 Uniform Securities Agent State Law Examination

1995-05-19

Designations

Other Names

Nile C Pullin

View on SEC IAPD