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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-04-19 |
| TX | RA | APPROVED_RES | 2017-04-19 |
Branch Locations
10880 Wilshire Boulevard 23Rd Floor, Los Angeles, CA 90024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Woodland Hills | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Woodland Hills | CA | 11/2016 | 04/2017 |
| Oppenheimer & Co. Inc. | Los Angeles | CA | 04/2017 | Present |
1.KRAV MAGA WORLDWIDE- 11400 OLYMPIC BLVD #100, LOS ANGELES, CA 90064 310)966-1300 KRAV MAGA LAW ENFORCEMENT AND MILITARY INSTRUCTOR. PART-TIME OUTSIDE OF BUSINESS HOURS 0-10 HOURS PER MONTH. INSTRUCT LAW ENFORCEMENT AND MILITARY IN DEFENSE TACTICS. 2.TRUSTEE OF FRIEDMAN FAMILY TRUST, PERSONAL ACCOUNTS. 3. I WILL BE ASSISTING MY DAUGHTER IN SELLING ITEMS ONLINE THROUGH THE ONLINE WHATNOT PLATFORM. THIS WILL BE OUTSIDE OF BUSINESS HOURS. I EXPECT TO WORK LESS THAN 2 HOURS PER WEEK OR 8 HOURS PER MONTH. THIS IS NOT INVESTMENT RELATED. I HAVE NO TITLE OR POSITION WITH THE COMPANY THAT RUNS THE ONLINE APPLICATION. 4.TUCSON DELTA CHI ALUMNI BOARD. NOT INVESTMENT RELATED. 14250 N. STONE VIEW PLACE, ORO VALLY, ARIZONA 85755. 10 HOURS PER MONTH OUTSIDE OF BUSINESS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-09 |
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