Ian E James

Current Employers

Global Assets Advisory, Llc

111 N. Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2020-06-10
TX	RA	APPROVED	2020-06-10

LA RA
APPROVED

Since 2020-06-10
TX RA
APPROVED

Since 2020-06-10

Branch Locations

704 Texas Avenue, Bridge City, TX 77611 • United States

111 N. Orange Avenue Suite 1000, Orlando, FL 32801 • United States

8550 United Plaza Blvd Suite 702, Baton Rouge, LA 70809 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Investacorp Inc	Miami	FL	07/2014	05/2020
Investacorp Advisory Services	Miami	FL	07/2014	05/2020
Capital Financial Group	Baton Rouge	LA	01/2007	Present
Global Planning Stewards, Llc	Baton Rouge	LA	05/2020	05/2020
International Assets Advisory, Llc	Bridge City	TX	05/2020	Present
Global Assets Advisory, Llc	Bridge City	TX	05/2020	Present
International Assets Investment Management, Llc	Baton Rouge	LA	08/2023	12/2025

07/2014 → 05/2020

Investacorp Inc

Miami, FL
07/2014 → 05/2020

Investacorp Advisory Services

Miami, FL
01/2007 → Present

Capital Financial Group

Baton Rouge, LA
05/2020 → 05/2020

Global Planning Stewards, Llc

Baton Rouge, LA
05/2020 → Present

International Assets Advisory, Llc

Bridge City, TX
05/2020 → Present

Global Assets Advisory, Llc

Bridge City, TX
08/2023 → 12/2025

International Assets Investment Management, Llc

Baton Rouge, LA

Previous Registrations

2023-08-24 → 2025-12-22

International Assets Investment Management, Llc

Orlando, FL

Baton Rouge, LA

Bridge City, TX
2020-05-13 → 2020-05-20

Global Planning Stewards Llc

Baton Rouge, LA
2014-08-18 → 2020-05-12

Investacorp Advisory Services Inc

Baton Rouge, LA
2011-10-04 → 2014-07-22

Summit Financial Group Inc

Baton Rouge, LA
2011-01-28 → 2011-09-22

Raymond James Financial Services Advisors, Inc

Baton Rouge, LA
2008-03-07 → 2011-01-18

Wells Fargo Advisors Financial Network, Llc

Baton Rouge, LA
2007-04-02 → 2008-03-11

Lpl Financial Llc

Baton Rouge, LA

Fort Mill, SC

Baton Rouge, LA
2007-01-12 → 2007-01-12

Edward Jones

Greenwell Springs, LA

Other Businesses

1) GLOBAL ASSETS ADVISORY, LLC 111 N. ORANGE AVENUE, SUITE 1000, ORLANDO, FL 32801 - REGISTERED INVESTMENT ADVISOR - INVESTMENT ADVISOR SINCE 5/2020 - APPROX 40 HRS/MO - FEE BASED COMPENSATION 2) CAPITAL FINANCIAL GROUP, LLC 8550 UNITED PLAZA BLVD, SUITE 702, BATON ROUGE, LA 70809 - PRIVATE LABEL ENTITY FOR FINANCIAL BUSINESS - OWNER SINCE 1/2007 - APPROX 120 HRS/MO - FEES/COMMISSIONS 3) JAMES FINANCIAL, LLC 8550 UNITED PLAZA BLVD, SUITE 702, BATON ROUGE, LA 70809 - HOLDING COMPANY - MANAGING MEMBER SINCE 1/2007 - APPROX 0 HRS/MO - NO COMPENSATION 4) JACKASS, LLC COEUR D'ALENE RIVER, KINGSTON, ID 83839 - LLC FOR REAL ESTATE HOLDINGS - MEMBER/PARTNER SINCE 12/2021 - LESS THAN 1 HR/MO - NO COMPENSATION 5) AUTHOR 19 PHILBROOK WAY, THE WOODLANDS, TX 77382 - CONTRIBUTING BOOK AUTHOR SINCE 4/2022 - APPROX < 1 HR/MO - POTENTIAL BOOK ROYALTIES

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-02-03

S63 Uniform Securities Agent State Law Examination

1996-02-03

Other Names

Ian Eugene James

View on SEC IAPD