Frederick Victor Gustave

Current Employers

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2022-10-06
TX	RA	APPROVED_RES	2022-10-03

PA RA
APPROVED

Since 2022-10-06
TX RA
APPROVED_RES

Since 2022-10-03

Branch Locations

1701 Cochran Rd. 2Nd Floor, Pittsburgh, PA 15220 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Executive Wealth Counselors, Llc	Pittsburgh	PA	11/2006	09/2022
Mariner Wealth Advisors	Pittsburgh	PA	10/2022	Present

11/2006 → 09/2022

Executive Wealth Counselors, Llc

Pittsburgh, PA
10/2022 → Present

Mariner Wealth Advisors

Pittsburgh, PA

Previous Registrations

2006-11-30 → 2022-10-17

Executive Wealth Counselors, Llc

Pittsburgh, PA
2006-02-17 → 2007-10-31

Park Avenue Securities Llc

Pittsburgh, PA

Pittsburgh, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-01-18

S66 Uniform Combined State Law Examination

2006-01-18

Other Names

Frederick Victor Gustave
Frederick Victor Gustave Iii

View on SEC IAPD

Current Employers

Mariner

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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