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Shorewood, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-07-01 |
| IN | RA | APPROVED | 2024-06-28 |
| MI | RA | APPROVED | 2024-06-28 |
Branch Locations
Shorewood, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Indianapolis | IN | 09/2007 | 09/2023 |
| Lpl Financial Llc | Fishers | IN | 09/2023 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 09/2023 | 06/2024 |
| Wellth Advisory Services, Llc | Fishers | IN | 06/2024 | Present |
1) 09/20/2023 - VARIOUS COLLEGIATE SCHOOLS - Coach - College swim official - Non investment related - 3 Hours per month - Start date: 11/01/2021. 2) 09/20/2023 - STRATEGIC RETIREMENT PARTNERS - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 3) 09/20/2023 - SRP - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-12 |
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