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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-13 |
| PA | RA | APPROVED | 2019-12-02 |
Branch Locations
2101 Oregon Pike, Lancaster, PA 17601-4604 • United States
Chester Springs, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 07/2006 | 10/2019 |
| Rbc Capital Markets, Llc. | Lancaster | PA | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-27 |
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