Alan Thomas Cirulli

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-06-20
CT	RA	APPROVED	2020-06-30
TX	RA	APPROVED	2020-01-07

NY RA
APPROVED

Since 2024-06-20
CT RA
APPROVED

Since 2020-06-30
TX RA
APPROVED

Since 2020-01-07

Branch Locations

1 Landmark Square 12Th Floor, Stamford, CT 06901-2502 • United States

Yonkers, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	White Plains	NY	05/2009	11/2016
Wells Fargo Clearing Services, Llc	White Plains	NY	11/2016	01/2020
Rbc Capital Markets, Llc	New York	NY	01/2020	Present
City National Bank	New York	NY	03/2022	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

White Plains, NY
11/2016 → 01/2020

Wells Fargo Clearing Services, Llc

White Plains, NY
01/2020 → Present

Rbc Capital Markets, Llc

New York, NY
03/2022 → Present

City National Bank

New York, NY

Previous Registrations

2014-04-16 → 2020-01-15

Wells Fargo Clearing Services, Llc

Purchase, NY

White Plains, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-06-26
S63	Uniform Securities Agent State Law Examination	1995-04-12

S66 Uniform Combined State Law Examination

2020-06-26
S63 Uniform Securities Agent State Law Examination

1995-04-12

Other Names

Alan Cirulli

View on SEC IAPD