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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-23
  • CA RA
    APPROVED
    Since 2024-09-23

Branch Locations

1888 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Los Angeles CA 03/2024 Present
Jpmorgan Chase Bank, N.A. Los Angeles CA 03/2024 Present
Versa Capital Inc. Beverly Hills CA 05/2017 03/2024
Wells Fargo Pasadena CA 10/2016 04/2017
Versa Capital Inc. Beverly Hills CA 05/2013 09/2016
  • 03/2024 → Present
    Los Angeles, CA
  • 03/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 05/2017 → 03/2024
    Versa Capital Inc.
    Beverly Hills, CA
  • 10/2016 → 04/2017
    Wells Fargo
    Pasadena, CA
  • 05/2013 → 09/2016
    Versa Capital Inc.
    Beverly Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-23
  • S66 Uniform Combined State Law Examination
    2024-09-23

View on SEC IAPD

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