Lisa Lynn Waterman

Current Employers

Employment History

• 01/2014 → Present
  Waterman Financial/Waterman Financial Services
  Fort Wayne, IN
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Carmel, IN
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Fort Wayne, IN

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Fort Wayne, IN
  Carmel, IN
• 2014-01-22 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Fort Wayne, IN
• 2011-04-27 → 2014-01-17
  Fifth Third Securities, Inc.
  Ft. Wayne, IN

Other Businesses

1. OUTSIDE INS SALES -Agent . Agent for multiple carriers of fixed ins. products like Life ins., Fixed annuit, fixed index annuit, LTC, INV REL: Yes HRS: 20 SEC HRS: 20 -1/22/14 -3250 Mallard Cove Ln, Fort Wayne IN -Work w/clients to determine need for fixed ins products 2. WATERMAN FINAN SERVC LLC -President -DBA for SEC, invest & ins. comm/payments INV REL: Yes HRS: 200 SEC HRS: 160 -1/22/14 -3250 Mallard Cove Ln, Fort Wayne IN -DBA name & includes all activities associated w/trading sec, inv, ins. sales, & fee based fin plan & meeting w/& plan w/clients. 3. POA & SUCCESSOR TTEE FOR IMMEDIATE FAMILY MBRS -POA & SUCCESSOR TTEE FOR IMMEDIATE FAMILY MBR including my mother, Elizabeth Beachler, & spouse David Waterman INV RELATED: Yes HRS: 40 SEC HRS: 10 -4/8/08 -3250 Mallard Cove Ln, Fort Wayne IN -Help mother & spouse w/various fin activities concerning personal fin situation including banking, bills, & physical health. 4. ALLEN BUS. EXCHANGE (ABE) -President -GROUP OF BUS PROFESS THAT MEET TO FOCUS ON BETTERING OUR BUS THROUGH INFO & TIPS FROM OTHER MRB INV REL: No #HRS: 4 SEC TRADE HRS: 4 -2/1/92 -9921 Dupont Cir Dr W, Fort Wayne IN -RUN BIWEEKLY MEETINGS 5. LIDAV PROPERTIES LLC-Owner/member -Holding co. for real estate INV RELATED: Yes HRS: 1 SEC HRS: 1 -7/15/20 -3250 Mallard Cove Ln, Fort Wayne IN -Pay property taxes, collect rent, maintain office building. 6. LISA L WATERMAN-Notary Public INV REL: Yes HRS: 1 SEC HRS: 1 -9/16/20 -3250 Mallard Cove Ln, Fort Wayne IN -Notarize documents as needed for clients or other associates as service. 7. COVINGTON CREEK PROFESSIONAL VILLAGE-Secretary -Board of Directors INV REL: Yes HRS: 2 SEC HRS: 1 -12/1/17 -3282 Mallard Cove Ln, Fort Wayne IN -Attend bimonthly board meetings & help develop activity to protect & preserve our office park. Doc annual meeting activity & activity associated w/professional building assoc & its activities. 8. ROTARY DISTRICT 6540 CHARITIES INC POS: Member NAT: not for profit fdn for charitable giving for Rotary mbr within our district for particular and event driven charitable needs INV REL: No NO OF HRS: 1 SEC TRAD HRS: 1 DATE: 04/01/25 ADD: 9038 Liable Road, Highland IN DESC: Oversee charitable giving of donated funds from mbr within our district. 9. BLUE LAKE CONSERVANCY DISTRICT #98 -Dir/Board President -public sewer utility created under IN Code 14-33 INV REL: No #HRS: 8 SEC TRADE HRS: 0 -5/28/18 -7491 E 500N, Churubusco IN -Board Mbr helping board to follow procedures & be in compliance w/ governing IN code. Create agenda, run/govern monthly & Special meetings. 10. ROTARY CLUB OF FORT WAYNE -mbr & officer -Not for profit org. focused on making the world a better place through service & commit INV RELATED: No #HRS: 5 SEC TRADE HRS: 1 -3/1/25 -9921 Dupont Cir Dr W #300, Fort Wayne IN -We are starting a new IMPACT club & will be part of group creating it by organizing events, service projects, team building exercises & reaching out to comm. 11. CHURUBUSCO PUBLIC LIBRARY -trustee -Public library created under the laws of IN & supported by property tax assessment. INV REL: No #HRS: 15 SEC TRADE HRS: 1 -1/15/25 -116 N Mulberry St, Churubusco IN 46723 -Strategic oversight & direction to library executive team & board 12. ROTARY 6540 POS: Area Governor NATURE: charitable org. INV REL: No NO OF HRS: 5 SEC TRAD HRS: 1 DATE: 07/01/25 ADD: P. O. Box 4185, South Bend IN 46634 DESC: Serve as support for 3 Rotary Clubs in area including Churubusco, Anthony Wayne, and Huntertown. As Past District Governor, I have knowledge about Rotary Grants, formation, project dev,, fundraisers 13. CHURUBUSCO COMMUNITY COALITION, INC. POSITION: Board member NATURE: NFP Corporation INVEST. RELATED: No No. OF HRS: 5 SEC. TRADING HRS: 0 DATE: 12/08/25 ADDR.: 204 N Line St. Churubusco IN 46723 DESCRIPTION: BM are responsible for visioning the future and encouraging the entity towards its purpose of economic prosperity and revitalization of the Churubusco community.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-25
• S63 Uniform Securities Agent State Law Examination
  1995-04-07

Designations

Other Names

• Lisa Krider
• Lisa Lynn Krider