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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-03-29 |
Branch Locations
200 N Westlake Blvd Ste 202, Westlake Village, CA 91362 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Westlake Village | CA | 03/2016 | Present |
JB FINANCIAL MANAGEMENT; INV. RELATED; WESTLAKE VILLAGE,CA; 100% OWNERSHIP; START DATE 06/15/2016; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 6; S CORP ASSOCIATED WITH FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-26 |
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