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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2022-05-18
WA RA APPROVED 2022-05-18
  • OR RA
    APPROVED
    Since 2022-05-18
  • WA RA
    APPROVED
    Since 2022-05-18

Branch Locations

796 Commerce Ave, Longview, WA 98632 • United States

1510 3Rd Street, Tillamook, OR 97141 • United States

822 Commerce Ave, Longview, WA 98632 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 06/2011 05/2017
Cuna Mutual Group Waverly IA 06/2018 Present
Cuna Brokerage Services, Inc. Waverly IA 06/2018 Present
Unemployed Lakewood WA 06/2017 05/2018
Lpl Financial Llc Tillamook OR 05/2022 Present
Fibre Federal Credit Union Longview WA 05/2022 Present
  • 06/2011 → 05/2017
    Cuso Financial Services, Lp
    San Diego, CA
  • 06/2018 → Present
    Cuna Mutual Group
    Waverly, IA
  • 06/2018 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 06/2017 → 05/2018
    Unemployed
    Lakewood, WA
  • 05/2022 → Present
    Tillamook, OR
  • 05/2022 → Present
    Fibre Federal Credit Union
    Longview, WA
Previous Registrations
  • 2018-07-06 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Seaside, OR
    Tillamook, OR
    Longview, WA
  • 2011-06-23 → 2017-05-12
    Cuso Financial Services, L.P.
    Gig Harbor, WA
    Tacoma, WA
    Tacoma, WA
    Lakewood, WA
    Tacoma, WA
    Puyallup, WA
    Tumwater, WA
    Bonney Lake, WA
    Tacoma, WA
    Olympia, WA
    Lakebay, WA
    Auburn, WA
    Tacoma, WA
  • 2009-05-02 → 2009-07-16
    Chase Investment Services Corp.
    Kirkland, WA
  • 2002-01-29 → 2009-05-02
    Wamu Investments, Inc.
    Kirkland, WA
    Kirkland, WA
    Kirkland, WA
Other Businesses

1. 05-18-2022-Fibre Financial Group- Investment Related-Business Location(s)- Investment products and services are offered through LPL Financial LLC using the DBA/trade name Fibre Financial Group.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-04-27
  • S66 Uniform Combined State Law Examination
    1998-04-27

View on SEC IAPD

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