Douglas Jenkins

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-03-08
TX	RA	APPROVED	2022-03-07

CA RA
APPROVED

Since 2022-03-08
TX RA
APPROVED

Since 2022-03-07

Branch Locations

5300 Meadows Rd Suite 300, Lake Oswego, OR 97035-3229 • United States

Hillsboro, OR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Beaverton	OR	04/2010	03/2022
Ubs Financial Services Inc	Oswego	OR	03/2022	Present

04/2010 → 03/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Beaverton, OR
03/2022 → Present

Ubs Financial Services Inc

Oswego, OR

Previous Registrations

2010-02-10 → 2022-03-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Portland, OR
2009-06-01 → 2010-01-27

Morgan Stanley

Beaverton, OR
2003-04-15 → 2009-06-01

Citigroup Global Markets Inc.

Beaverton, OR

Beaverton, OR

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-04-18
S65	Uniform Investment Adviser Law Examination	1995-04-18

S63 Uniform Securities Agent State Law Examination

1995-04-18
S65 Uniform Investment Adviser Law Examination

1995-04-18

Other Names

Douglas M Jenkins

View on SEC IAPD