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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-31
NY RA APPROVED 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2024-05-31
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

1393 Veteran's Memorial Hwy Suite 307S, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Hauppauge NY 03/1994 03/2017
Massmutual Life Insurance Co Hauppauge NY 07/2016 Present
Mml Investors Services, Llc Hauppauge NY 03/2017 Present
  • 03/1994 → 03/2017
    Metlife Securities Inc.
    Hauppauge, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Hauppauge, NY
  • 03/2017 → Present
    Hauppauge, NY
Other Businesses

INDEPENDENT INSURANCE AGENT - LIFE/ACCIDENT/HEALTH - FROM RESIDENTIAL ADDRESS - 1 SECURITY HOUR AND 0 NON SECURITY HOURS - SINCE 08/1999 INDPENDENT INSURANCE AGENT - PROPERTY & CASUALTY - FROM RESIDENTIAL ADDRESS - 1 SECURITY HOUR AND 1 NON SECURITY HOURS SINCE 03/2015 Independent Insurance Agent - from business address selling Dental and Group Disability Income ,Disability,Fixed Annuities,Life/Accident/Health,Long-Term Care - 1 sec hr per week since 10/2015

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-06-01
  • S63 Uniform Securities Agent State Law Examination
    1995-06-01
Other Names
  • Tom Govorcin

View on SEC IAPD

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