Christopher Richardson

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2023-02-09
PA	RA	APPROVED	2012-07-09

VA RA
APPROVED

Since 2023-02-09
PA RA
APPROVED

Since 2012-07-09

Branch Locations

Leesburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hms Financial Services Inc.	Lutherville	MD	01/1998	Present
Cambridge Investment Research Inc.	Fairfield	IA	07/2012	Present
Cambridge Investment Research Advisors Inc.	Fairfield	IA	07/2012	Present

01/1998 → Present

Hms Financial Services Inc.

Lutherville, MD
07/2012 → Present

Cambridge Investment Research Inc.

Fairfield, IA
07/2012 → Present

Cambridge Investment Research Advisors Inc.

Fairfield, IA

Previous Registrations

2005-11-07 → 2012-07-09

Spc

Lutherville, MD

Hanover, PA

Elliiott City, MD
2000-10-23 → 2005-11-07

Principal Securities, Inc.

Lutherville, MD

Other Businesses

1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2)AURORA HEALTHCARE RESOURCES INC, 3465 BOX HILL CORPORATE CTR DR, STE C, ABINGDON, MD, 6/2017 AS DIRECTOR OF BUSINESS DEVELOPMENT. NIR - 20 HR/WK - 20/TRADING. 3)RRG INC 3495 WALKER DRIVE ELLICOTT CITY, MD 21042. BEGAN 4/1/2005 AS OWNER/FINANCIAL ADVISOR WITH SALE OF LIFE,DISABILITY, LONG TERM CARE AND HEALTHCARE. INVESTMENT RELATED. DEVOTES 10 HRS/WK. 8 HOURS DURING TRADING. 4)CHRIS RICHARDSON, 43984 Riverpoint Dr, Leesburg VA 20176, 06/2023, Independent Insurance Agent for Various Insurance Companies, INV REL, 5 HR/MO, 5 HR/MO Trading 5)RETIRECENTS, 43984 RIVERPOINT DR, LEESBURG VA 20176, 12/2023, USING A TRADE NAME/DBA, INV REL, 100 HR/MO, 100 HR/MO TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-10-23
S63	Uniform Securities Agent State Law Examination	1995-10-30

S65 Uniform Investment Adviser Law Examination

1996-10-23
S63 Uniform Securities Agent State Law Examination

1995-10-30

View on SEC IAPD