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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-19
VA RA APPROVED 2022-09-19
  • TX RA
    APPROVED
    Since 2022-09-19
  • VA RA
    APPROVED
    Since 2022-09-19

Branch Locations

1950 Opportunity Way Ste 950, Reston, VA 20190 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Reston VA 07/2007 09/2022
Raymond James & Associates, Inc. Reston VA 09/2022 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 45431 Firestone Pl, Leesburg, VA, 20176, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: No day to day responsibilities. Pay mortgage and bills.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-02
S63 Uniform Securities Agent State Law Examination 1995-04-07
  • S65 Uniform Investment Adviser Law Examination
    2000-08-02
  • S63 Uniform Securities Agent State Law Examination
    1995-04-07
Designations
Other Names
  • Christopher Alan Aime

View on SEC IAPD

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