Clifton Willoughby Hume

Current Employers

Eastsound Capital Advisors, Llc

Eastsound, WA • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-10-18

CO RA
APPROVED

Since 2023-10-18

Branch Locations

Eastsound, WA • United States

Lakewood, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Concert Wealth Management, Inc.	San Jose	CA	07/2016	11/2016
Sowell Management Services	Greeley	CO	11/2016	10/2023
Eastsound Capital Advisors	Eastsound	WA	10/2023	Present

07/2016 → 11/2016

Concert Wealth Management, Inc.

San Jose, CA
11/2016 → 10/2023

Sowell Management Services

Greeley, CO
10/2023 → Present

Eastsound Capital Advisors

Eastsound, WA

Previous Registrations

2017-01-06 → 2023-10-31

Sowell Management

Greeley, CO

North Little Rock, AR

Greeley, CO
2015-06-17 → 2016-05-03

Raymond James Financial Services Advisors, Inc

Greeley, CO
2014-06-02 → 2015-06-18

First National Capital Markets

Fort Collins, CO

Greeley, CO

Other Businesses

Provides his advisory services under his DBA Western Financial, LLC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-12-18
S63	Uniform Securities Agent State Law Examination	1998-12-18

S66 Uniform Combined State Law Examination

2013-12-18
S63 Uniform Securities Agent State Law Examination

1998-12-18

Other Names

Clifton Willoughby Douglas
Clifton Willoughby Hume
Will Hume

View on SEC IAPD