Timothy Marc Steffen

Current Employers

Employment History

• 08/1999 → 10/2019
  Robert W Baird & Co In
  Milwaukee, WI
• 10/2019 → 06/2021
  Pacific Investment Management Company Llc
  New York, NY
• 10/2019 → 06/2021
  Pimco Investments Llc
  New York, NY
• 06/2021 → Present
  Baird
  Milwaukee, WI

Previous Registrations

• 2000-05-03 → 2019-11-08
  Robert W. Baird & Co. Incorporated
  Milwaukee, WI
  Milwaukee, WI
  Milwaukee, WI

Other Businesses

NAME/ADDRESS: Investments & Wealth Institute/ 5619 DTC Parkway Suite 500 Greenwood Village, CO 80111. NATURE OF BUSINESS: Professional Organization. INVESTMENT-RELATED: No. POSITION: Instructor, Certified Private Wealth Advisor (CPWA)Program. START DATE: March 2014. APPRX # OF HOURS DEVOTED: 1-2 hours per month. TIME DEVOTED DURING SECURITIES TRADING HOURS: class is 2 hours long, taught approximately 3-5 times per year. DUTIES IN ROLE: Teach financial advisors a tax review course to help CPWA candidates prepare for the exam. Also review overall class content to ensure it is still correct in light of tax or other changes. Name/Address: Steffen Wealth Management Education 231 Crystal Drive Hartland WI 53029 Start Date: 10/2019 Hours Spent: 0-1 hours/month Hours Spent During Trading: Zero Role/Responsibility: LLC Owner/Member; Tax planning, education Non Investment Related Name/Address: Divine Redeemer Ministry Endowment Fund / 31385 W. HIll Road, Harland, WI 53029 Start Date: 2/7/24 Hours Spent: 0-4 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Investment Committee Member Investment Related

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-09-22
• S65 Uniform Investment Adviser Law Examination
  1995-02-24

Other Names

• Timothy Steffen