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345 California Street Suite 600, San Francisco, CA 94104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-06 |
| CO | RA | APPROVED | 2026-04-02 |
Branch Locations
8301 E Prentice Ave Suite 312, Greenwood Village, CO 80111 • United States
345 California Street Suite 600, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hfg Advisors | Greenwood Village | CO | 08/2005 | Present |
| Heartland Institute | Greenwood Village | CO | 08/2005 | 04/2023 |
| Farther | Greenwood Village | CO | 03/2026 | Present |
Independent Insurance Agent; not investment-related; started 05/2005; approximately 10 hours per month, 5 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-08 |
| S66 | Uniform Combined State Law Examination | 2006-10-23 |
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