Best Investors
Account
Sign in
Roseville, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-25 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 03/2013 | 12/2024 |
| Pks Advisory Services, Llc | Albany | NY | 04/2013 | 05/2018 |
| Dae Capital Strategies Llc | Roseville | CA | 12/2022 | Present |
| Onesource Wealth Management | Granite Bay | CA | 06/2022 | 01/2023 |
| Onesource Health & Wealth Management | Granite Bay | CA | 09/2017 | 12/2022 |
1) D.A.E Capital Strategies, LLC DBA D.A.E Wealth Management. Investment Related. At registered location. RIA. IAR/Founder & CEO. 12/22/2022. Hrs/month 50 with 6 during trading hours. Financial planning, investment management, retirement planning, insurance, and alternative investments. Individual is a licensed insurance agent. Real Estate agent license but not active.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-23 |
Reach out to this advisor