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Douglas Emitte

Dae Wealth Management

Roseville, CA

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Current Employers
Dae Wealth Management

Roseville, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-25
  • CA RA
    APPROVED
    Since 2023-01-25

Branch Locations

Roseville, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 03/2013 12/2024
Pks Advisory Services, Llc Albany NY 04/2013 05/2018
Dae Capital Strategies Llc Roseville CA 12/2022 Present
Onesource Wealth Management Granite Bay CA 06/2022 01/2023
Onesource Health & Wealth Management Granite Bay CA 09/2017 12/2022
  • 03/2013 → 12/2024
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 04/2013 → 05/2018
    Albany, NY
  • 12/2022 → Present
    Dae Capital Strategies Llc
    Roseville, CA
  • 06/2022 → 01/2023
    Granite Bay, CA
  • 09/2017 → 12/2022
    Onesource Health & Wealth Management
    Granite Bay, CA
Previous Registrations
  • 2022-06-24 → 2023-02-08
    Granite Bay, CA
  • 2017-09-28 → 2022-12-31
    One Source Health & Wealth Management
    Granite Bay, CA
  • 2013-04-05 → 2018-05-30
    Roseville, CA
    Roseville, CA
    Albany, NY
  • 2011-08-05 → 2013-03-22
    Roseville, CA
  • 2009-06-01 → 2011-08-15
    Roseville, CA
  • 2009-03-04 → 2009-06-01
    Morgan Stanley & Co. Llc
    Roseville, CA
  • 2001-07-31 → 2009-03-09
    Wells Fargo Investments, Llc
    Citrus Heights, CA
    Roseville, CA
    Gold River, CA
    Citrus Heights, CA
    Citrus Heights, CA
    Citrus Heights, CA
Other Businesses

1) D.A.E Capital Strategies, LLC DBA D.A.E Wealth Management. Investment Related. At registered location. RIA. IAR/Founder & CEO. 12/22/2022. Hrs/month 50 with 6 during trading hours. Financial planning, investment management, retirement planning, insurance, and alternative investments. Individual is a licensed insurance agent. Real Estate agent license but not active.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-03
S63 Uniform Securities Agent State Law Examination 1995-08-23
  • S65 Uniform Investment Adviser Law Examination
    1998-02-03
  • S63 Uniform Securities Agent State Law Examination
    1995-08-23
Other Names
  • Douglas Allen Emitee
  • Douglas Allen Emitte

View on SEC IAPD

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