Adam Patrick Leapley

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-03-26
CT	RA	APPROVED	2011-01-14

TX RA
APPROVED

Since 2020-03-26
CT RA
APPROVED

Since 2011-01-14

Branch Locations

Woodbridge, CT • United States

500 Post Road East 3Rd Floor, Westport, CT 06880 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Westport	CT	01/2011	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

01/2011 → Present

Morgan Stanley Smith Barney

Westport, CT
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2001-07-13 → 2011-01-19

Chase Investment Services Corp.

Fairfield, CT

Fairfield, CT

Fairfield, CT

Other Businesses

*162604 - RTJ properties; Investment related; ORANGE, CT; Commercial property; Owner of building (proprietor, partner, officer, director, employee, trustee, agent); 10/2013; During business hours: 0; After business hours: 1.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-03-12
S63	Uniform Securities Agent State Law Examination	1995-05-17

S65 Uniform Investment Adviser Law Examination

1999-03-12
S63 Uniform Securities Agent State Law Examination

1995-05-17

Designations

Other Names

Adam P Leapley

View on SEC IAPD