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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-02-17 |
| TX | RA | APPROVED | 2023-02-17 |
Branch Locations
222 West Adams Suite 2450, Chicago, IL 60606 • United States
4 Carter Green, Suite 100, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 08/2010 | 02/2023 |
| Rockefeller Financial Llc | Indianapolis | IN | 02/2023 | Present |
I*1159309 For profit or not for profit: Entity Charitable Name of outside business organization: First Church of Christ, Scientist Indianapolis Investment related: N Address of business: Indianapolis, Indiana, 46256 Nature of business: ["Church or Religious Organization"] Position, title, association: ["Board Member","Director"], Start date of relationship: 2/17/2023 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I have been elected to serve on the Executive Board of our branch church pending approval by my employer. The board consists of a Chairman, Vice Chairman, and Secretary - the votes for which have not been conducted pending this review to determine if I c
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-07 |
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