Barry Arthur Rucks

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2019-05-09
TX	RA	APPROVED	2019-05-09

PA RA
APPROVED

Since 2019-05-09
TX RA
APPROVED

Since 2019-05-09

Branch Locations

630 Freedom Business Center Dr 3Rd Floor, King Of Prussia, PA 19406 • United States

West Norriton, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Philadelphia	PA	09/2005	04/2019
Lpl Financial Llc	Philadelphia	PA	05/2019	Present

09/2005 → 04/2019

Ameriprise Financial Services, Inc.

Philadelphia, PA
05/2019 → Present

Lpl Financial Llc

Philadelphia, PA

Previous Registrations

2003-11-13 → 2019-05-10

Ameriprise Financial Services, Llc

Philadelphia, PA

Other Businesses

1. 3/24/2021 - BA Rucks LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Owner - Started 05/09/2019 - 160 Hours Per Month/8 Hours During Securities Trading. 2. 5/19/2021 - Exclusive Insurance Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 6/1/2021 - 20 Hours Per Month/1 Hours During Securities Trading - Fixed and Variable Annuity business. 3. 07/26/2024 - Claire Reid Wealth Advisory - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/2024 - 160 Hours Per Month/ 8 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-11-12
S63	Uniform Securities Agent State Law Examination	1995-04-24

S66 Uniform Combined State Law Examination

2003-11-12
S63 Uniform Securities Agent State Law Examination

1995-04-24

View on SEC IAPD