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New Providence, NJ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-10 |
| NJ | RA | APPROVED | 2023-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scotia Capital (Usa) Inc | New York | NY | 07/2013 | 11/2016 |
| Cibc World Markets Corp | New York | NY | 02/2017 | 01/2023 |
| Mountain Avenue Capital Llc | New Providence | NJ | 12/2016 | 02/2017 |
| Mountain Avenue Capital Llc | New Providence | NJ | 12/2016 | Present |
| Mountain Avenue Capital Llc | New Providence | NJ | 06/2023 | Present |
| Iit (Bhu) Foundation, Inc. | Loudonville | NY | 04/2023 | Present |
| Pursuit Software | Princeton | NJ | 05/2023 | 12/2024 |
| Srpb Llc | Wilmington | DE | 01/2025 | Present |
IIT (BHU) FOUNDATION, INC.; NON-INVESTMENT RELATED; 04/2023; LOUDONVILLE, NY; CHIEF EXECUTIVE OFFICER; 501(C)(3) FUNDRAISING FOUNDATION FOR HIS ALMA MATER; 20 HRS/MONTH DEVOTED OUTSIDE OF TRADING HOURS ONLY. SRPB LLC; NON-INVESTMENT RELATED; 01/2025; WILMINGTON, DE; STRATEGIC ADVISOR; IT/SOFTWARE SERVICE; 20 HRS/MO; 5 HRS/MO DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-09-25 |
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