Richard J Coppola

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-02-23
TX	RA	APPROVED_RES	2009-01-20
IL	RA	APPROVED	2004-07-16

FL RA
APPROVED

Since 2022-02-23
TX RA
APPROVED_RES

Since 2009-01-20
IL RA
APPROVED

Since 2004-07-16

Branch Locations

Naples , FL • United States

110 N Wacker Dr, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	07/2004	Present
Bank Of America,N.A.	Chicago	IL	06/2011	Present

07/2004 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
06/2011 → Present

Bank Of America,N.A.

Chicago, IL

Previous Registrations

2003-03-04 → 2004-07-02

Morgan Stanley Dw Inc.

Chicago, IL

Other Businesses

I*836252 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Naples, Florida, 34108 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 5/2/2022 Number of hours devoted: 5 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2002-08-15
S65	Uniform Investment Adviser Law Examination	1999-11-29

S63 Uniform Securities Agent State Law Examination

2002-08-15
S65 Uniform Investment Adviser Law Examination

1999-11-29

Other Names

Rich Coppola
Richard Joseph Coppola

View on SEC IAPD