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Tony Larry Alarcon

Legacy Wealth Capital, LLC.

Los Gatos, CA

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Current Employers
Legacy Wealth Capital, Llc.

Los Gatos, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-24
  • CA RA
    APPROVED
    Since 2025-11-24

Branch Locations

Los Gatos, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Wealth Capital, Llc. Los Gatos CA 03/2015 Present
Previous Registrations
  • 2015-07-20 → 2017-12-31
    Legacy Wealth Capital, Llc.
    Los Gatos, CA
  • 2012-01-30 → 2014-12-31
    Legacy Wealth Services, Llc
    Los Gatos, CA
  • 2011-08-23 → 2012-10-31
    Lehrer Management Co Inc
    Cupertino, CA
  • 2010-08-25 → 2011-12-31
    Legacy Wealth Services, Llc
    Los Gatos, CA
  • 2010-01-27 → 2010-08-21
    Private Asset Advisors, Inc.
    San Juan Capistrano, CA
    Palo Alto, CA
  • 2009-09-16 → 2010-03-01
    Legacy Wealth
    Palo Alto, CA
  • 2009-04-02 → 2009-12-31
    Legacy Wealth Services, Llc
    Los Gatos, CA
  • 2007-04-04 → 2008-12-31
    Legacy Wealth Services, Llc
    Los Gatos, CA
Other Businesses

Licensed Realtor with Coldwell Banker in California. CONSULTING FOR PRIVATE EQUITY FIRMS AND OTHER COMPANIES ON OCCASION.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-06-02
  • S63 Uniform Securities Agent State Law Examination
    1995-06-02

View on SEC IAPD

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