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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
OH RA APPROVED 2004-11-12
TX RA APPROVED 2004-11-10
  • NY RA
    APPROVED
    Since 2021-05-03
  • OH RA
    APPROVED
    Since 2004-11-12
  • TX RA
    APPROVED
    Since 2004-11-10

Branch Locations

New York, NY • United States

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 10/2010 Present
J.P. Morgan Securities Llc New York NY 10/2008 Present
Previous Registrations
  • 2003-01-17 → 2004-12-10
    Credit Suisse Securities (Usa) Llc
    New York, NY
  • 2002-07-25 → 2003-01-17
    Pershing Llc
    New York, NY
Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-23
S63 Uniform Securities Agent State Law Examination 1995-09-28
  • S65 Uniform Investment Adviser Law Examination
    1998-07-23
  • S63 Uniform Securities Agent State Law Examination
    1995-09-28
Other Names
  • Neil Jay Ferranti

View on SEC IAPD

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