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Edward W Yee

Northern Trust Securities, Inc.

Chicago, IL

St. Petersburg, FL

Chicago, IL

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Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-03-06
  • IL RA
    APPROVED
    Since 2015-03-06

Branch Locations

Chicago, IL • United States

100 2Nd Ave. South, St. Petersburg, FL 33701 • United States

50 South Lasalle, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Securities, Inc. Chicago IL 12/2004 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-05
S63 Uniform Securities Agent State Law Examination 2010-05-03
  • S66 Uniform Combined State Law Examination
    2015-03-05
  • S63 Uniform Securities Agent State Law Examination
    2010-05-03

View on SEC IAPD

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