Best Investors Account Sign in
Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-14
DC RA APPROVED 2017-03-15
CA RA APPROVED 2012-01-06
  • TX RA
    APPROVED_RES
    Since 2022-11-14
  • DC RA
    APPROVED
    Since 2017-03-15
  • CA RA
    APPROVED
    Since 2012-01-06

Branch Locations

2099 Gold Street, Alviso, CA 95002-2028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group Alviso CA 07/2001 Present
Transamerica Financial Advisors Alviso CA 01/2012 Present
Hife College Planning Aurora CO 08/2012 08/2020
South Bay Health & Insurance Services Scaramento CA 10/2013 12/2016
Lifinex, Llc San Jose CA 10/2015 04/2019
Blue Shield Of California Lodi CA 11/2017 Present
Education Encompassed Knoxville TN 07/2020 Present
Narssa.oRg San Jose CA 06/2021 Present
Wfg Direct Alviso CA 08/2021 Present
Lspn Direct Lindon UT 11/2021 10/2025
Garcia & Sahni, Llp Alviso CA 10/2025 Present
  • 07/2001 → Present
    World Financial Group
    Alviso, CA
  • 01/2012 → Present
    Transamerica Financial Advisors
    Alviso, CA
  • 08/2012 → 08/2020
    Hife College Planning
    Aurora, CO
  • 10/2013 → 12/2016
    South Bay Health & Insurance Services
    Scaramento, CA
  • 10/2015 → 04/2019
    Lifinex, Llc
    San Jose, CA
  • 11/2017 → Present
    Blue Shield Of California
    Lodi, CA
  • 07/2020 → Present
    Education Encompassed
    Knoxville, TN
  • 06/2021 → Present
    Narssa.oRg
    San Jose, CA
  • 08/2021 → Present
    Wfg Direct
    Alviso, CA
  • 11/2021 → 10/2025
    Lspn Direct
    Lindon, UT
  • 10/2025 → Present
    Garcia & Sahni, Llp
    Alviso, CA
Previous Registrations
  • 2008-02-19 → 2012-01-06
    Investment Advisors International, Inc.
    Alviso, CA
    Alviso, CA
Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). Narssa.org / 0621-Present / Investment Related: No / 1206 Umbarger Road, San Jose, CA 95121 / Analyst / Educate how SS work / Hrs. Work Monthly: 20 / Sec Trading Hrs.: 1 / Prospect for families in the 50s & up to educate how ss work, use software to optimize their ss benefits filing./Websites: Narssa.org: registered analysts - Rssa.com: Public access Blue Shield of California/ 11.6.2017/ Health Insurance Agent/ Run quotes for clients that need Health Insurance plan/ PO BOX 2630 Lodi CA 95241/ Approved without Restrictions Education Encompassed / 0720-Present / Investment Related: No / Knoxville, TN 37930 / consultant / Education Planning / Hrs Work Monthly: 1 / Sec Trading Hrs: 1 / Refer student about to enter college to the company's personnel for educational planning, financial Aid guidance, professional review services GARCIA & SAHNI, LLP POSITION: Referral NATURE: Estate Planning INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/09/2025 ADDRESS: 2077 Gold Street, Alviso CA 95002, United States DESCRIPTION: Refer clients who need the service

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-28
S63 Uniform Securities Agent State Law Examination 1995-05-19
  • S65 Uniform Investment Adviser Law Examination
    2008-01-28
  • S63 Uniform Securities Agent State Law Examination
    1995-05-19

View on SEC IAPD

More in Alviso, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor