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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-14 |
| DC | RA | APPROVED | 2017-03-15 |
| CA | RA | APPROVED | 2012-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group | Alviso | CA | 07/2001 | Present |
| Transamerica Financial Advisors | Alviso | CA | 01/2012 | Present |
| Hife College Planning | Aurora | CO | 08/2012 | 08/2020 |
| South Bay Health & Insurance Services | Scaramento | CA | 10/2013 | 12/2016 |
| Lifinex, Llc | San Jose | CA | 10/2015 | 04/2019 |
| Blue Shield Of California | Lodi | CA | 11/2017 | Present |
| Education Encompassed | Knoxville | TN | 07/2020 | Present |
| Narssa.oRg | San Jose | CA | 06/2021 | Present |
| Wfg Direct | Alviso | CA | 08/2021 | Present |
| Lspn Direct | Lindon | UT | 11/2021 | 10/2025 |
| Garcia & Sahni, Llp | Alviso | CA | 10/2025 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). Narssa.org / 0621-Present / Investment Related: No / 1206 Umbarger Road, San Jose, CA 95121 / Analyst / Educate how SS work / Hrs. Work Monthly: 20 / Sec Trading Hrs.: 1 / Prospect for families in the 50s & up to educate how ss work, use software to optimize their ss benefits filing./Websites: Narssa.org: registered analysts - Rssa.com: Public access Blue Shield of California/ 11.6.2017/ Health Insurance Agent/ Run quotes for clients that need Health Insurance plan/ PO BOX 2630 Lodi CA 95241/ Approved without Restrictions Education Encompassed / 0720-Present / Investment Related: No / Knoxville, TN 37930 / consultant / Education Planning / Hrs Work Monthly: 1 / Sec Trading Hrs: 1 / Refer student about to enter college to the company's personnel for educational planning, financial Aid guidance, professional review services GARCIA & SAHNI, LLP POSITION: Referral NATURE: Estate Planning INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/09/2025 ADDRESS: 2077 Gold Street, Alviso CA 95002, United States DESCRIPTION: Refer clients who need the service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-19 |
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